Drive compliance excellence in a fast-growing, global fintech. Join a NASDAQ-listed global fintech with rapid growth in Australia Gain exposure to equities and digital assets in a dynamic trading environment Hands-on compliance role with direct access to senior leaders and global teams Our client is a NASDAQ-listed, US-headquartered global fintech that is redefining financial services through cutting‑edge technology and innovative products. The business has experienced rapid growth and continues to expand across multiple global markets. This is a rare opportunity to join a high-performing, fast‑paced environment where you’ll gain exposure to a broad range of asset classes, including equities and digital assets, while working closely with an experienced global compliance team. The Role As a Compliance Officer, you will work with the Chief Compliance Officer and wider Compliance team to provide hands-on support across all compliance matters. This role offers genuine variety, responsibility, and scope for professional growth. Key Responsibilities Conduct monitoring and surveillance across multiple asset classes and global markets Perform AML/CTF transaction monitoring and investigations Undertake manual compliance testing, gap analysis, and support remediation activities Manage compliance incidents and breaches, including maintaining key registers Assist with complaints handling and liaise with regulators as required Collaborate with global compliance teams and contribute to cross-border projects and initiatives About You Minimum 1-2 years’ experience in a compliance role within Australian financial services Exposure or strong interest in digital assets / crypto markets Experience in Australian trading or markets environment. Familiarity with surveillance systems (e.g. NASDAQ Smarts or similar) would be highly regarded Experience with AML transaction monitoring Ability to draft and maintain compliance policies and procedures Curious, proactive, and passionate about compliance Why Join? Direct exposure to senior leadership, regulators, and industry stakeholders Support for professional development and compliance accreditations Flexible working arrangements The chance to make your mark in a rapidly growing global fintech Ready to make an impact? Apply now and play a key role in shaping the future of compliance in a global fintech environment.
