Dynamic growing National SME Lender Strong growth opportunities Young, can do culture Join a high-performing risk and compliance team supporting enterprise-wide compliance across a leading asset manager. This is a hands-on role offering exposure to a broad range of compliance domains including regulatory obligations, policy governance, incident management, monitoring and assurance, and emerging regulatory developments. Key Responsibilities Support the development, implementation and maintenance of compliance frameworks, policies and processes Assist in identifying, assessing and monitoring regulatory and compliance risks (including privacy, cyber, licensing and emerging risks) Support compliance controls assurance activities and ongoing monitoring Maintain compliance registers and track regulatory obligations Assist with compliance plan reviews and support internal and external audits Prepare regulatory reporting and support licensing requirements Monitor third-party providers across outsourced services Support incident management, including complaints handling and breach investigations Contribute to compliance reporting for senior leadership and Board stakeholders Support continuous improvement initiatives across compliance frameworks and processes Partner with the business to embed a strong compliance culture Key Requirements 5–7 years’ experience in compliance (financial services preferred) Strong understanding of regulatory environments and compliance frameworks Experience with enterprise risk/compliance systems (e.g. Protecht, Workiva or similar) Solid data analysis and reporting skills (Excel, BI tools) Strong stakeholder engagement and communication skills Highly organised with strong attention to detail and ability to manage competing priorities Commercially aware with sound judgement and professionalism Adaptable, proactive and able to work in a fast-paced environment Ability to simplify complex regulatory requirements into clear, practical guidance Team player with a hands-on, delivery-focused mindset Experience liaising directly or indirectly with APRA, ASIC, AUSTRAC and AFCA Consultant warren@bluefinresources.com.au Reference number: BH-61857 Profession:Risk & ComplianceCompliance Company: BlueFin Date posted: 19th Mar, 2026
