About the Role: An established financial services organisation is seeking a highly capable Compliance Analystto support the Risk & Compliance Executive in the ongoing design, enhancement and implementation of a robust compliance framework. The Compliance Analyst will work closely with senior leaders and operational teams to maintain effective compliance policies, procedures and controls. You will play a key role in identifying and managing regulatory risks, overseeing compliance monitoring programs, and supporting regulatory reporting obligations. Key Responsibilities: Monitor adherence to compliance policies and identify improvements; Keep compliance programs aligned with regulatory and industry changes; Provide advice on compliance risks, obligations and internal controls; Conduct regular oversight of trading activities, operational processes and service providers; Support regulatory filings and reporting; Conduct due diligence, including AML/CTF reviews and questionnaires; Support business continuity planning and participate in testing; Support compliance and financial audits, including preparing responses and coordinating approvals; AND Assist with maintaining regulatory licences and related obligations. Qualifications, skills, and experience: Tertiary qualifications in law, finance, commerce or similar; Experience in compliance within financial services, ideally in funds management; Strong knowledge of regulatory frameworks; Ability to engage with regulators and internal stakeholders; Strong analytical, communication and problem‑solving skills; High proficiency with Microsoft Office and strong numeracy; AND Detail‑focused, proactive and able to manage competing priorities. This is a great opportunity for e junior Compliance professional to join a well-regarded organisation with a collaborative work environment. If you are interested in learning more about this position, please contact Selene Madsen on 0466 322 605 or at selene@kaizenrecruitment.com.au SCR-Selene-Madsen Reference number: 1699240 Profession:Risk / Compliance / Assurance Company: Kaizen Recruitment Date posted: 27th Feb, 2026
